NEPC U.K. LTD

Reference number: 1005676

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Robert Quinn Advisory LLP Reference number: 548030 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • NEPC U.K. LTD (FRN 1005676) is an AR of Robert Quinn Advisory LLP (FRN 548030). When you use NEPC U.K.'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from NEPC U.K., complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
15146691
Company status
Active
Company type
Private limited company
Incorporated
19 September 2023 (2 years old)
Registered office
Suite 1, 7th Floor 50 Broadway, London, SW1H 0DB, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Michael Manning Director Jun 1968 19 Sep 2023
Neil Sheth Director May 1971 19 Sep 2023
Larissa Rachael Davy Director Dec 1986 28 Sep 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Robert Quinn Advisory LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is NEPC U.K. LTD FCA authorised?
NEPC U.K. LTD (FRN 1005676) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for NEPC U.K.?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. NEPC U.K. LTD (FRN 1005676) is an AR of Robert Quinn Advisory LLP (FRN 548030). When you use NEPC U.K.'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from NEPC U.K., complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with NEPC U.K.?
Protection works through Robert Quinn Advisory LLP, the principal firm responsible for NEPC U.K.'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is NEPC U.K. a scam or clone?
NEPC U.K. is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is NEPC U.K.'s Firm Reference Number (FRN)?
NEPC U.K.'s FRN is 1005676. You can verify it on the FCA register.