New Dawn Risk (UK) Ltd

Reference number: 932098

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • New Dawn Risk (UK) Ltd (FRN 932098) is an AR of New Dawn Risk Group Limited (FRN 773018). When you use New Dawn Risk (UK)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from New Dawn Risk (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 3668 2800

  • Verified address

    2 White Lion Court, Cornhill, London, EC3V 3NP, United Kingdom

Company details

From the company's Companies House record.

Company name
NEW DAWN RISK (UK) LIMITED
Company number
12756712
Company status
Active
Company type
Private limited company
Incorporated
20 July 2020 (6 years old)
Registered office
2 White Lion Court, Cornhill, London, EC3V 3NP, United Kingdom
Nature of business
  • Activities of insurance agents and brokers (SIC 66220)

Current directors and secretaries

Name Role Born Appointed
Maximilian Hugh Carter Director Jun 1965 20 Jul 2020
Constance Alice Dyson Director Sep 1986 20 Jul 2020
Thomas William Malcolm Director Mar 1990 1 Nov 2022

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through New Dawn Risk Group Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is New Dawn Risk (UK) Ltd FCA authorised?
New Dawn Risk (UK) Ltd (FRN 932098) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for New Dawn Risk (UK)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. New Dawn Risk (UK) Ltd (FRN 932098) is an AR of New Dawn Risk Group Limited (FRN 773018). When you use New Dawn Risk (UK)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from New Dawn Risk (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with New Dawn Risk (UK)?
Protection works through New Dawn Risk Group Limited, the principal firm responsible for New Dawn Risk (UK)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is New Dawn Risk (UK) a scam or clone?
New Dawn Risk (UK) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is New Dawn Risk (UK)'s Firm Reference Number (FRN)?
New Dawn Risk (UK)'s FRN is 932098. You can verify it on the FCA register.