North Rock Capital Management (UK) LLP

Reference number: 937100

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • North Rock Capital

Company details

From the company's Companies House record.

Company number
OC433601
Company status
Active
Company type
Limited liability partnership
Incorporated
2 October 2020 (5 years old)
Registered office
Second Floor, 48-49 Pall Mall, London, SW1Y 5JG, England

Current directors and secretaries

Name Role Born Appointed
Antony David Edward Eccles LLP designated member May 1973 16 Dec 2021
Alexandre Edouard Emilien Diogo LLP member Apr 1984 15 Feb 2022
Daniel James Hiscox LLP member Apr 1976 8 Jul 2022
Graham Bruce Lachlan Ewen LLP member Nov 1978 8 Jul 2022
Giovanni Rubino LLP member Jun 1974 24 Nov 2022
Amelia Forcina LLP member Sep 1973 24 Nov 2022
Owen Jacob LLP member May 1979 19 Jun 2023
Nihal Shah LLP member Aug 1987 18 Sep 2023
Alan Connery LLP member Sep 1975 16 Oct 2023
Van Gert Thomas Rooyen LLP member Nov 1971 1 Nov 2024
Anthony Locke LLP member Oct 1977 1 Apr 2025
Ardeshir Hashemi LLP member Feb 1984 1 Apr 2025
Ian Robert Scanlon LLP member Feb 1988 1 May 2025
Amit Sohal LLP member Aug 1982 1 Oct 2025
Benjamin Thomas Scarlett LLP member Jan 1986 12 Nov 2025
LH NR UK LIMITED Corporate LLP designated member Not published 2 Oct 2020

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • LH NR UK (Management) LLP

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Common questions

Frequently asked questions

Is North Rock Capital Management (UK) LLP FCA authorised?
Yes, North Rock Capital Management (UK) LLP (FRN 937100) is authorised by the FCA to carry out regulated activities.
Is my money safe with North Rock Capital Management (UK)?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about North Rock Capital Management (UK) to the Financial Ombudsman Service, free of charge.
Is North Rock Capital Management (UK) a scam or clone?
North Rock Capital Management (UK) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is North Rock Capital Management (UK)'s Firm Reference Number (FRN)?
North Rock Capital Management (UK)'s FRN is 937100. You can verify it on the FCA register.