Northern Trust Securities LLP

Reference number: 465131

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Northern Trust Capital Markets

Company details

From the company's Companies House record.

Company number
OC324323
Company status
Active
Company type
Limited liability partnership
Incorporated
30 November 2006 (19 years old)
Registered office
50 Bank Street, London, E14 5NT, United Kingdom

Current directors and secretaries

Name Role Born Appointed
NORTHERN TRUST EQUITIES LIMITED Corporate LLP designated member Not published 27 Apr 2016
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION Corporate LLP designated member Not published 29 Sep 2016

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Aviate Global LLP

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Common questions

Frequently asked questions

Is Northern Trust Securities LLP FCA authorised?
Yes, Northern Trust Securities LLP (FRN 465131) is authorised by the FCA to carry out regulated activities.
Is my money safe with Northern Trust Securities?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Northern Trust Securities to the Financial Ombudsman Service, free of charge.
Is Northern Trust Securities a scam or clone?
Northern Trust Securities is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Northern Trust Securities's Firm Reference Number (FRN)?
Northern Trust Securities's FRN is 465131. You can verify it on the FCA register.