Northtree Investment Management Ltd

Reference number: 957744

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Gen II Management Company (UK) Limited Reference number: 438890 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Northtree Investment Management Ltd (FRN 957744) is an AR of Gen II Management Company (UK) Limited (FRN 438890). When you use Northtree Investment Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Northtree Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07767 873364

  • Verified address

    Gardeners Cottage, Gustard Wood, Wheathampstead, St Albans, AL4 8RN, United Kingdom

Company details

From the company's Companies House record.

Company number
12951131
Company status
Active
Company type
Private limited company
Incorporated
14 October 2020 (5 years old)
Registered office
Gardeners Cottage Gustard Wood, Wheathampstead, St. Albans, AL4 8RN, England
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Alexander John Adamson Wilson Director Sep 1975 14 Oct 2020
Nathan Hargreaves Director Oct 1976 9 Nov 2020
Christopher Richard Philip Ward Director Dec 1980 8 Nov 2021
Anne Jackson Director Oct 1975 20 Jun 2023
Benjamin John Tizard Director Nov 1982 1 Oct 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Gen II Management Company (UK) Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Northtree Investment Management Ltd FCA authorised?
Northtree Investment Management Ltd (FRN 957744) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Northtree Investment Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Northtree Investment Management Ltd (FRN 957744) is an AR of Gen II Management Company (UK) Limited (FRN 438890). When you use Northtree Investment Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Northtree Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Northtree Investment Management?
Protection works through Gen II Management Company (UK) Limited, the principal firm responsible for Northtree Investment Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Northtree Investment Management a scam or clone?
Northtree Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Northtree Investment Management's Firm Reference Number (FRN)?
Northtree Investment Management's FRN is 957744. You can verify it on the FCA register.