Nuveen Management AIFM Limited

Reference number: 194149

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 3727 8000

  • Verified address

    201 Bishopsgate, 9th Floor, London, EC2M 3BN, United Kingdom

Company details

From the company's Companies House record.

Company number
03984658
Company status
Active
Company type
Private limited company
Incorporated
3 May 2000 (26 years old)
Registered office
9th Floor 201, Bishopsgate, London, EC2M 3BN
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Michael John Lawson Sales Director Jun 1964 15 Jul 2013
Raymond John Adderley Director Jul 1977 6 Jun 2016
Duncan David Morton Director Jul 1977 9 Jul 2020
Randy Giraldo Director Nov 1975 1 Mar 2024
NUVEEN CORPORATE SECRETARIAL SERVICES LIMITED Corporate secretary Not published 10 Jun 2014

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (4 permissions)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Henderson Property UK AIFM Limited
  • New Star Asset Management Limited

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Common questions

Frequently asked questions

Is Nuveen Management AIFM Limited FCA authorised?
Yes, Nuveen Management AIFM Limited (FRN 194149) is authorised by the FCA to carry out regulated activities.
Is my money safe with Nuveen Management AIFM?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Nuveen Management AIFM to the Financial Ombudsman Service, free of charge.
Is Nuveen Management AIFM a scam or clone?
Nuveen Management AIFM is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Nuveen Management AIFM's Firm Reference Number (FRN)?
Nuveen Management AIFM's FRN is 194149. You can verify it on the FCA register.