Penney, Ruddy & Winter Ltd

Reference number: 626355

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
08325152
Company status
Active
Company type
Private limited company
Incorporated
11 December 2012 (13 years old)
Registered office
130 Buckingham Palace Road, London, SW1W 9SA, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
David Alan Penney Director Mar 1976 27 Mar 2013
Mark Robert Pearson Director Dec 1966 26 Apr 2024
Kevin James D'Arcy Director Feb 1987 28 Feb 2025
Gregory Seath Director Apr 1970 28 Feb 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Credit Broking
  • Debt-counselling
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Download this page as a PDF report

£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.

Instant download

Common questions

Frequently asked questions

Is Penney, Ruddy & Winter Ltd FCA authorised?
Yes, Penney, Ruddy & Winter Ltd (FRN 626355) is authorised by the FCA to carry out regulated activities.
Is my money safe with Penney, Ruddy & Winter?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Penney, Ruddy & Winter to the Financial Ombudsman Service, free of charge.
Is Penney, Ruddy & Winter a scam or clone?
Penney, Ruddy & Winter is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Penney, Ruddy & Winter's Firm Reference Number (FRN)?
Penney, Ruddy & Winter's FRN is 626355. You can verify it on the FCA register.