Plumtree Capital (US) LLP

Reference number: 963542

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Plumtree Capital Limited Reference number: 532076 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Plumtree Capital (US) LLP (FRN 963542) is an AR of Plumtree Capital Limited (FRN 532076). When you use Plumtree Capital (US)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Plumtree Capital (US), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 7183 2493

  • Verified address

    Langley House, Park Road, London, N2 8EY, United Kingdom

Company details

From the company's Companies House record.

Company number
OC438601
Company status
Active
Company type
Limited liability partnership
Incorporated
4 August 2021 (5 years old)
Registered office
Langley House, Park Road, London, N2 8EY, United Kingdom

Current directors and secretaries

Name Role Born Appointed
Stephen Michael Austin LLP designated member Feb 1967 4 Aug 2021
PLUMTREE CAPITAL LIMITED Corporate LLP designated member Not published 4 Aug 2021

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Plumtree Capital Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Plumtree Small Cap Opportunities LLP

Download this page as a PDF report

£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.

Instant download

Common questions

Frequently asked questions

Is Plumtree Capital (US) LLP FCA authorised?
Plumtree Capital (US) LLP (FRN 963542) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Plumtree Capital (US)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Plumtree Capital (US) LLP (FRN 963542) is an AR of Plumtree Capital Limited (FRN 532076). When you use Plumtree Capital (US)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Plumtree Capital (US), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Plumtree Capital (US)?
Protection works through Plumtree Capital Limited, the principal firm responsible for Plumtree Capital (US)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Plumtree Capital (US) a scam or clone?
Plumtree Capital (US) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Plumtree Capital (US)'s Firm Reference Number (FRN)?
Plumtree Capital (US)'s FRN is 963542. You can verify it on the FCA register.