Port Brae Associates Ltd

Reference number: 1001293

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Port Brae Associates Ltd (FRN 1001293) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Port Brae Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Port Brae Wealth Management

Company details

From the company's Companies House record.

Company number
15047796
Company status
Active
Company type
Private limited company
Incorporated
3 August 2023 (3 years old)
Registered office
42 Bridge Street, Berwick-Upon-Tweed, TD15 1AQ, England
Nature of business
  • Administration of financial markets (SIC 66110)

Current directors and secretaries

Name Role Born Appointed
Rory Joseph Graham Director Jan 1994 3 Aug 2023
Michael Edward Cornish Director Feb 1984 4 Sep 2023
Mark Edward Mcgonigle Director Feb 1982 4 Jan 2024
Michael Patrick Mcgovern Director Jul 1969 4 Jan 2024

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Download this page as a PDF report

£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.

Instant download

Common questions

Frequently asked questions

Is Port Brae Associates Ltd FCA authorised?
Port Brae Associates Ltd (FRN 1001293) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Port Brae Associates?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Port Brae Associates Ltd (FRN 1001293) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Port Brae Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Port Brae Associates?
Protection works through the principal firm responsible for Port Brae Associates's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Port Brae Associates a scam or clone?
Port Brae Associates is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Port Brae Associates's Firm Reference Number (FRN)?
Port Brae Associates's FRN is 1001293. You can verify it on the FCA register.