Puma Investment Management Limited
Reference number: 590919
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Puma Investments Ltd, Cassini House 57-59, St. James's Street, London, Westminster, SW1A 1LD, United Kingdom
- Puma Capital Group
- Puma Investments
Company details
From the company's Companies House record.
- Company number
- 08210180
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 11 September 2012 (13 years old)
- Registered office
- Cassini House, 57 St James's Street, London, SW1A 1LD, England
- Nature of business
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- Fund management activities (SIC 66300)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| David Robert Kaye | Director | Nov 1977 | 11 Sep 2012 |
| Eliot Charles Kaye | Director | Oct 1974 | 14 Dec 2012 |
| Paul James Frost | Director | Oct 1979 | 7 Mar 2020 |
| Tarinee Pandey | Director | Nov 1979 | 7 Jul 2022 |
| Alexander Rupert West | Director | Jun 1981 | 5 May 2023 |
| Rachel Claire Kaye (Dr) | Secretary | Not published | 13 Jul 2018 |
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Sell or arrange insurance FSCS may applyEligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
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- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Assisting in the administration and performance of a contract of insurance
- Dealing in investments as agent
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Names it no longer trades under
This firm has retired 3 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired names
- Puma Listed Equities
- Puma Private Equity
- Puma Property Finance
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