Rafter Associates Financial Management Limited

Reference number: 116031

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
01978259
Company status
Active
Company type
Private limited company
Incorporated
16 January 1986 (40 years old)
Registered office
9 Spring Hill Farm Harborough Road, Pitsford, Northampton, NN6 9AA
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
Neil Jonathan Rafter Director Dec 1979 8 Jan 2009
James Rhys Pulham Director Feb 1991 20 Feb 2018
Neil Jonathan Rafter Secretary Not published 11 Mar 2010

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.

Check your FSCS cover →

Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Assisting in the administration and performance of a contract of insurance
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Rafter Associates (Financial Management) Limited

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Common questions

Frequently asked questions

Is Rafter Associates Financial Management Limited FCA authorised?
Yes, Rafter Associates Financial Management Limited (FRN 116031) is authorised by the FCA to carry out regulated activities.
Is my money safe with Rafter Associates Financial Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Rafter Associates Financial Management to the Financial Ombudsman Service, free of charge.
Is Rafter Associates Financial Management a scam or clone?
Rafter Associates Financial Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Rafter Associates Financial Management's Firm Reference Number (FRN)?
Rafter Associates Financial Management's FRN is 116031. You can verify it on the FCA register.