RATHBONES ASSET MANAGEMENT LIMITED
Reference number: 144266
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
30 Gresham Street, London, EC2V 7QN, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 02376568
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 26 April 1989 (37 years old)
- Registered office
- 30 Gresham Street, London, EC2V 7QN, England
- Nature of business
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- Activities of unit trusts (SIC 64302)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Jacqueline Lowe | Director | Jul 1966 | 9 Dec 2019 |
| Thomas Joseph Carroll | Director | Jul 1967 | 1 Jun 2022 |
| Julian David Frederick Ide | Director | Jan 1963 | 1 Jul 2025 |
| Ali Johnson | Secretary | Not published | 1 May 2016 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (11 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Dealing in investments as principal
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an authorised AIF
- Managing an unauthorised AIF
- Managing a UK UCITS
- Managing investments
Limits on what they may do
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Not to promote AUTS via tied sales force
The firm must not promote authorised unit trust schemes to Retail clients through a tied sales force.
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Not to promote ICVCs via tied sales force
The firm must not promote authorised ICVCs (Investment Companies with Variable Capital) to Retail clients through a tied sales force.
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MiFID Client Money/Assets Restriction
Unable to hold client money or safeguard and administer assets (without arranging) in relation to any investment services and activities (to which MiFID applies).
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- CPMI Requirement
The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds 3 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Laurence Keen Unit Trust Management Ltd
- Rathbone Unit Trust Management
- Rathbone Unit Trust Management Limited
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