Rathbones Investment Management Limited
Reference number: 116316
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
30 Gresham Street, London, EC2V 7QN, United Kingdom
Also trades as 9 other names
- Greenbank
- Greenbank Investment Management
- Greenbank Investments
- Rathbone Greenbank Investments
- Rathbone Investment Management (Advice)
- Rathbone Investment Management (Financial Planning)
- Rathbones
- Rathbones Advice
- Rathbones Financial Planning
Company details
From the company's Companies House record.
- Company number
- 01448919
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 September 1979 (46 years old)
- Registered office
- Port Of Liverpool Building, Pier Head, Liverpool, L3 1NW
- Nature of business
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- Fund management activities (SIC 66300)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Sarah Felicity Gentlemen | Director | Feb 1970 | 21 Jan 2015 |
| Terri Lynn Duhon | Director | May 1972 | 2 Jul 2018 |
| Clive Christopher Roger Bannister | Director | Oct 1958 | 6 Apr 2021 |
| Dharmash Pravin Mistry | Director | Aug 1970 | 5 Oct 2021 |
| Iain Alexander Cummings | Director | Oct 1961 | 5 Oct 2021 |
| Iain William Hooley | Director | Aug 1972 | 22 Jan 2024 |
| Jonathan Edward Hugh Sorrell | Director | Aug 1977 | 18 Aug 2025 |
| Kathryn Elizabeth Purves | Director | Aug 1973 | 1 Jul 2026 |
| Ali Johnson | Secretary | Not published | 1 May 2016 |
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (3)
- 2071939603
- 0333 303 4768
- 07451 227605
Fake email addresses (3)
- help@rathbonetc.net
- info@rathbonebrothers.com
- malekak.manager@rathbonetc.net
Fake websites (1)
- rathbonebrothers.com
The 2 FCA warnings these came from
- Rathbone Trust Capital 29 June 2020
- Rathbone Brothers 19 September 2017
Scammers change these details often. Always check the live FCA warning.
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money FSCS may applyEligible deposits are typically protected by the FSCS up to £120,000 per person, per banking group.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Advise on or arrange mortgages FSCS may applyMortgage advice and arranging may be FSCS-covered, up to the limit that applies.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Show FCA detail (23 permissions)
- Accepting Deposits
- Administering a regulated mortgage contract
- Advising on a regulated credit agreement the purpose of which is to acquire land
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Advising on Pension Transfers and Pension Opt Outs
- Advising on regulated mortgage contracts
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Causing dematerialised instructions to be sent
- Credit Broking
- Dealing in investments as agent
- Dealing in investments as principal
- Debt-counselling
- Entering into a regulated mortgage contract as lender
- Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Establishing/operating/winding up a personal pension scheme
- Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Making arrangements with a view to transactions in investments
- Managing investments
- Providing basic advice on stakeholder products
- Safeguarding and administration of assets (without arranging)
- Sending dematerialised instructions
Limits on what they may do
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Voluntary requirement
In accordance with Section 55(L)(a) FSMA the firm has voluntarily agreed to pause the onboarding of new clients that require Enhanced Due Diligence (“EDD clients”) and to the acceptance of inflows into general investment accounts from some existing EDD clients.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
The clone warnings above are scammers using this firm's name, not something the firm has done.
Previously registered as
The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Rathbone Bros & Co Limited
- Rathbone Investment Management Limited
Names it no longer trades under
This firm has retired 5 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired names
- Cavanagh Asset Management
- Rathbone Bros & Co
- Rathbone Investment Management
- Rathbones Scotland
- Rathbone Unitised Portfolio Service
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