River Capital Management Limited
Reference number: 180891
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
River Capital Management Ltd, The Plaza, 100 Old Hall Street, Liverpool, L3 9QJ, United Kingdom
- Gateway Angels
- LCR Finance Hub
- River Capital
Company details
From the company's Companies House record.
- Company number
- 03099944
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 September 1995 (30 years old)
- Registered office
- Suite 6c, The Plaza, 100 Old Hall Street, Liverpool, L3 9QJ, England
- Nature of business
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- Fund management activities (SIC 66300)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Helen Elizabeth Pittaway | Director | Sep 1974 | 11 Aug 2020 |
| Louise Clare Towers | Director | Dec 1971 | 10 Jul 2026 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
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- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Credit Broking
- Dealing in investments as agent
- Dealing in investments as principal
- Debt Administration
- Debt-collecting
- Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Establishing, operating or winding up a collective investment scheme
- Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
- Safeguarding and administration of assets (without arranging)
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
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Promote only own managed or advised UCIS
The firm must not promote any unregulated collective investment schemes which it does not manage itself or act as advisor.
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Venture Capital Business Only
The firm must not conduct designated investment business other than Venture Capital business.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Alliance Fund Managers Limited
- BCE Fund Managers Limited
Names it no longer trades under
This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired name
- msif
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