Riverfall Financial Ltd

Reference number: 625182

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Riverfall Financial Ltd (FRN 625182) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Riverfall Financial, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Riverfall

Company details

From the company's Companies House record.

Company name
RIVERFALL FINANCIAL LIMITED
Company number
09039220
Company status
Active
Company type
Private limited company
Incorporated
14 May 2014 (12 years old)
Registered office
17-21 High Street, Ruddington, Nottinghamshire, NG11 6DT, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Anna Brocklehurst Director Feb 1983 6 Apr 2021
Christopher David Hutton Director May 1981 6 Apr 2021
Stephen David Lathwood Director Apr 1978 6 Apr 2021
Jessica Emily Mcgowan Director Jun 1982 6 Apr 2021

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Riverfall Financial Planning

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Common questions

Frequently asked questions

Is Riverfall Financial Ltd FCA authorised?
Riverfall Financial Ltd (FRN 625182) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Riverfall Financial?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Riverfall Financial Ltd (FRN 625182) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Riverfall Financial, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Riverfall Financial?
Protection works through the principal firm responsible for Riverfall Financial's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Riverfall Financial a scam or clone?
Riverfall Financial is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Riverfall Financial's Firm Reference Number (FRN)?
Riverfall Financial's FRN is 625182. You can verify it on the FCA register.