RKX FINANCIAL UK LIMITED

Reference number: 833414

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
10684079
Company status
Active
Company type
Private limited company
Incorporated
22 March 2017 (9 years old)
Registered office
Berkeley Suite 35 Berkeley Square, Mayfair, London, W1J 5BF, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Nadine Willis Director Jul 1972 30 Oct 2017
Ian Barry Howard Director Sep 1968 29 Jan 2018
John Richard Seaman Director May 1955 5 Feb 2021
Junjie Chen Director Aug 1993 1 Mar 2021

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
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  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Unable to act as Principal
    The firm is unable to register or oversee any Appointed Representatives as defined by section 39 of FSMA.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • DOO Clearing Limited

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Doo Group

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Common questions

Frequently asked questions

Is RKX FINANCIAL UK LIMITED FCA authorised?
Yes, RKX FINANCIAL UK LIMITED (FRN 833414) is authorised by the FCA to carry out regulated activities.
Is my money safe with RKX FINANCIAL UK?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about RKX FINANCIAL UK to the Financial Ombudsman Service, free of charge.
Is RKX FINANCIAL UK a scam or clone?
RKX FINANCIAL UK is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is RKX FINANCIAL UK's Firm Reference Number (FRN)?
RKX FINANCIAL UK's FRN is 833414. You can verify it on the FCA register.