RM Capital Markets Limited

Reference number: 562209

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • RM Capital
  • RM Funds

Company details

From the company's Companies House record.

Company number
SC380707
Company status
Active
Company type
Private limited company
Incorporated
21 June 2010 (16 years old)
Registered office
4th Floor, 7 Castle Street, Edinburgh, Castle Street, Edinburgh, EH2 3AH, Scotland
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Henry Chaplin Director Apr 1963 11 Aug 2010
James William Robson Director Oct 1973 11 Aug 2010
James Robert Satterthwaite Director Mar 1985 7 Jun 2011
Pietro Julian Nicholls Director Mar 1984 26 Jun 2018
NCM FUND SERVICES LIMITED Corporate secretary Not published 11 Aug 2010

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • Appointed Representatives
    The Firm must not at any time accept responsibility for the activities of more than ten appointed representatives for the purposes of section 39 of the Act.
  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is RM Capital Markets Limited FCA authorised?
Yes, RM Capital Markets Limited (FRN 562209) is authorised by the FCA to carry out regulated activities.
Is my money safe with RM Capital Markets?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about RM Capital Markets to the Financial Ombudsman Service, free of charge.
Is RM Capital Markets a scam or clone?
RM Capital Markets is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is RM Capital Markets's Firm Reference Number (FRN)?
RM Capital Markets's FRN is 562209. You can verify it on the FCA register.