ROCK2 Capital Ltd.
Reference number: 1040779
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Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
CAPRICORN FUND MANAGERS LIMITED Reference number: 505252 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- ROCK2 Capital Ltd. (FRN 1040779) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use ROCK2 Capital's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from ROCK2 Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
36-38, Piccadilly, London, London, W1J 0DP, United Kingdom
Company details
From the company's Companies House record.
- Company name
- ROCK2 CAPITAL LIMITED
- Company number
- 16494810
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 4 June 2025 (1 year old)
- Registered office
- 2nd Floor Malta House, 36-38 Piccadilly, London, W1J 0DP, United Kingdom
- Nature of business
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- Activities of investment trusts (SIC 64301)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| David Robin Boldt | Director | Aug 1982 | 4 Jun 2025 |
| Andrew Michael Farrant | Director | Jun 1967 | 4 Jun 2025 |
| Daniel Anthony Smith | Director | Apr 1981 | 4 Jun 2025 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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