ROUNDSHIELD ADVISORS (UK) LIMITED

Reference number: 922779

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

RoundShield Partners LLP Reference number: 761167 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • ROUNDSHIELD ADVISORS (UK) LIMITED (FRN 922779) is an AR of RoundShield Partners LLP (FRN 761167). When you use ROUNDSHIELD ADVISORS (UK)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from ROUNDSHIELD ADVISORS (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 3597 5100

  • Verified address

    2 Fouberts Place, London, W1F 7PA, United Kingdom

Company details

From the company's Companies House record.

Company number
12478453
Company status
Active
Company type
Private limited company
Incorporated
24 February 2020 (6 years old)
Registered office
2 Foubert's Place, London, W1F 7PA, United Kingdom
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Tristan Alexander Lee Director May 1990 21 Oct 2025
Matthew Stewart Talbot Director Jan 1980 21 Oct 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through RoundShield Partners LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is ROUNDSHIELD ADVISORS (UK) LIMITED FCA authorised?
ROUNDSHIELD ADVISORS (UK) LIMITED (FRN 922779) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for ROUNDSHIELD ADVISORS (UK)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. ROUNDSHIELD ADVISORS (UK) LIMITED (FRN 922779) is an AR of RoundShield Partners LLP (FRN 761167). When you use ROUNDSHIELD ADVISORS (UK)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from ROUNDSHIELD ADVISORS (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with ROUNDSHIELD ADVISORS (UK)?
Protection works through RoundShield Partners LLP, the principal firm responsible for ROUNDSHIELD ADVISORS (UK)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is ROUNDSHIELD ADVISORS (UK) a scam or clone?
ROUNDSHIELD ADVISORS (UK) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is ROUNDSHIELD ADVISORS (UK)'s Firm Reference Number (FRN)?
ROUNDSHIELD ADVISORS (UK)'s FRN is 922779. You can verify it on the FCA register.