RWB Wealth Management Limited
Reference number: 957864
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Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
David Booler & Company Reference number: 146287 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- RWB Wealth Management Limited (FRN 957864) is an AR of David Booler & Company (FRN 146287). When you use RWB Wealth Management's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from RWB Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
Northgate House, North Gate, Nottingham, Nottinghamshire, NG7 7BQ, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 13500731
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 July 2021 (5 years old)
- Registered office
- Northgate House, North Gate, Nottingham, NG7 7BQ, England
- Nature of business
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- Fund management activities (SIC 66300)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Christopher James Ball | Director | Mar 1987 | 8 Jul 2021 |
| Nicholas William Bonnello | Director | Jun 1978 | 8 Jul 2021 |
| Richard James Borrington | Director | Aug 1977 | 8 Jul 2021 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through David Booler & Company, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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