Seekings & Wardle Financial Services Ltd
Reference number: 232341
Instant download
Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
J. ILLINGWORTH AND COMPANY LIMITED Reference number: 207560 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Seekings & Wardle Financial Services Ltd (FRN 232341) is an AR of J. ILLINGWORTH AND COMPANY LIMITED (FRN 207560). When you use Seekings & Wardle Financial Services's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Seekings & Wardle Financial Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
No website on the FCA register
-
Verified phone number
-
Verified address
3 Finkle Street, Malton, North Yorkshire, YO17 7JD, United Kingdom
Company details
From the company's Companies House record.
- Company name
- SEEKINGS & WARDLE FINANCIAL SERVICES LIMITED
- Company number
- 05008353
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 7 January 2004 (22 years old)
- Registered office
- 3 Finkle Street, Malton, North Yorkshire, YO17 7JD, England
- Nature of business
-
- Financial intermediation not elsewhere classified (SIC 64999)
- Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)
- Activities of insurance agents and brokers (SIC 66220)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Gavin Paul Pugh | Director | Sep 1977 | 30 Nov 2012 |
| Darren Michael Kelly | Director | Mar 1973 | 28 Jan 2021 |
| Gavin Paul Pugh | Secretary | Not published | 30 Nov 2012 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through J. ILLINGWORTH AND COMPANY LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Download this page as a PDF report
£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.
Instant download
Common questions