SFM UK Management LLP
Reference number: 486382
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
Suite 3.1, 5 Swallow Place, London, W1B 2AF, United Kingdom
Company details
From the company's Companies House record.
- Company number
- OC338341
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 26 June 2008 (18 years old)
- Registered office
- 1 New Burlington Place, 1st Floor, London, W1S 2HR, England
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Neil Anthony Pegrum | LLP designated member | Jan 1964 | 24 Aug 2010 |
| Christopher John Watson | LLP member | Jan 1981 | 28 Sep 2020 |
| Alexander Frederick Avella | LLP member | May 1977 | 9 Jan 2023 |
| Steven Kevin Hewitt | LLP member | Jun 1976 | 9 Jan 2023 |
| SFM UK HOLDINGS LIMITED | Corporate LLP designated member | Not published | 26 Jun 2008 |
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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