SHOJIN FINANCIAL SERVICES LIMITED
Reference number: 716765
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Authorised, but in an insolvency process
This firm is under the control of insolvency practitioners and may have stopped taking on new business. If you are or were a customer, deal with the appointed office holders rather than the firm.
What the FCA says
ATTENTION - Firm in an insolvency process
This firm is in an insolvency process. It is under the control of the appointed insolvency office holder(s) and may have stopped taking on new business. It has to continue to meet our standards in line with its regulatory status, including when dealing with its customers. If you are/were a customer check how this affects you with the firm or the appointed insolvency office holder(s).
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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No phone number on the FCA register
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Verified address
Ian James Corfield and Simon Peter Carvill-Biggs, both of FRP Advisory Trading Limited, 2nd Floor, Churchill House, 26-30 Upper Marlborough Road, St Albans, AL1 3UU, United Kingdom
- Shojin
Company details
From the company's Companies House record.
Concerns on the company record
- Companies House records this company in administration, but it is still authorised on the FCA register.
- This company has insolvency history on record.
- Company number
- 09697161
- Company status
- Administration
- Company type
- Private limited company
- Incorporated
- 22 July 2015 (11 years old)
- Registered office
- C/O Frp Advisory Trading Limited, 2nd Floor Churchill House, 26-30 Upper Marlborough Road, St. Albans, AL1 3UU
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Jatin Dineshrai Ondhia | Director | Jan 1975 | 22 Jul 2015 |
| Noil Porter | Director | May 1972 | 8 Feb 2021 |
Activities and protection
What the record covers, and how you are protected
- In an insolvency processMoney the firm held is returned through the appointed office holders, which takes time and can fall short. The FSCS covers eligible claims up to its limits, and the Ombudsman can still look at a complaint.
Show FCA detail (5 permissions)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Safeguarding and administration of assets (without arranging)
Limits on the record
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
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The Firm must not, without the prior written consent of the FCA, onboard any new clients or accept any new investment from existing clients.
Requirements 1. The Firm must not, without the prior written consent of the FCA, onboard any new clients. 2. The Firm must not, without the prior written consent of the FCA, accept any new investment from existing clients. Publication 3. The Firm consents to the Requirements being published by the FCA against the Firm’s entry on the Financial Services Register. Effective date 4. The Requirements in this application are to take effect immediately on their acceptance by the FCA and notification of such to the Firm by email (“the Effective Date”). 5. The Requirements will stay in effect unless and until varied or cancelled by the FCA (either on application of the Firm or of the FCA’s own volition). Definitions and interpretation 6. Where relevant for interpreting this application, the terms used have the same meaning as in the Glossary of the FCA Handbook. 7. “New client” means any individual or entity who was not a client of the Firm at the time the Requirement came into force. 8. “Onboard” means entering into a new business relationship with a legal or natural person under which regulated services are to be provided to that person, or to any end client. 9. The Requirements apply only to the Firm’s regulated business.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Names it no longer trades under
This firm has retired 2 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired names
- Shojin Property Partners
- Smartlands Platform
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