Sibner Investment Management LTD

Reference number: 1030572

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Sibner Investment Management LTD (FRN 1030572) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use Sibner Investment Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Sibner Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Concerns on the company record

  • Confirmation statement is overdue at Companies House.
Company number
15678009
Company status
Active
Company type
Private limited company
Incorporated
24 April 2024 (2 years old)
Registered office
43 Kelvedon Road, London, SW6 5BP, United Kingdom
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Wilfrid Waling Van Geest Director Jan 1995 24 Apr 2024
Edward Llwyd Batchelor Director Sep 1987 24 Feb 2025
Nicholas Mark Fletcher Jopling Director Oct 1961 4 Mar 2025
Thomas Harold George Mackintosh Director Feb 1985 4 Mar 2025
Alex David William Price Director Mar 1971 4 Mar 2025

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Sibner Capital Investment Management LTD

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Common questions

Frequently asked questions

Is Sibner Investment Management LTD FCA authorised?
Sibner Investment Management LTD (FRN 1030572) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Sibner Investment Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Sibner Investment Management LTD (FRN 1030572) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use Sibner Investment Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Sibner Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Sibner Investment Management?
Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for Sibner Investment Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Sibner Investment Management a scam or clone?
Sibner Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Sibner Investment Management's Firm Reference Number (FRN)?
Sibner Investment Management's FRN is 1030572. You can verify it on the FCA register.