Silverstripe Investment Management Limited

Reference number: 971469

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Silverstripe Investment Management Limited (FRN 971469) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use Silverstripe Investment Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Silverstripe Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07775 904160

  • Verified address

    6th Floor, 3 Valentine Place, London, SE1 8QH, United Kingdom

Company details

From the company's Companies House record.

Company number
13685719
Company status
Active
Company type
Private limited company
Incorporated
18 October 2021 (4 years old)
Registered office
6th Floor 3 Valentine Place, London, SE1 8QH, United Kingdom
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Nicholas Aspinall Director Aug 1964 18 Oct 2021
Philip Pecar Director Feb 1983 24 Nov 2025

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Silverstripe Advisers Limited

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Common questions

Frequently asked questions

Is Silverstripe Investment Management Limited FCA authorised?
Silverstripe Investment Management Limited (FRN 971469) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Silverstripe Investment Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Silverstripe Investment Management Limited (FRN 971469) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use Silverstripe Investment Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Silverstripe Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Silverstripe Investment Management?
Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for Silverstripe Investment Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Silverstripe Investment Management a scam or clone?
Silverstripe Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Silverstripe Investment Management's Firm Reference Number (FRN)?
Silverstripe Investment Management's FRN is 971469. You can verify it on the FCA register.