Simon James Independent Financial Advisers LLP

Reference number: 987715

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Best Practice IFA Group Limited Reference number: 223112 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Simon James Independent Financial Advisers LLP (FRN 987715) is an AR of Best Practice IFA Group Limited (FRN 223112). When you use Simon James Independent Financial Advisers's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Simon James Independent Financial Advisers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Simon James

Company details

From the company's Companies House record.

Company number
OC442916
Company status
Active
Company type
Limited liability partnership
Incorporated
30 June 2022 (4 years old)
Registered office
2 Claridge Court, Lower Kings Road, Berkhamsted, Hertfordshire, HP4 2AF, England

Current directors and secretaries

Name Role Born Appointed
Simon James Wigg LLP designated member Apr 1975 30 Jun 2022
SJ FINANCIAL LTD Corporate LLP designated member Not published 30 Jun 2022

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Best Practice IFA Group Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Simon James Independent Financial Advisers LLP FCA authorised?
Simon James Independent Financial Advisers LLP (FRN 987715) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Simon James Independent Financial Advisers?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Simon James Independent Financial Advisers LLP (FRN 987715) is an AR of Best Practice IFA Group Limited (FRN 223112). When you use Simon James Independent Financial Advisers's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Simon James Independent Financial Advisers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Simon James Independent Financial Advisers?
Protection works through Best Practice IFA Group Limited, the principal firm responsible for Simon James Independent Financial Advisers's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Simon James Independent Financial Advisers a scam or clone?
Simon James Independent Financial Advisers is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Simon James Independent Financial Advisers's Firm Reference Number (FRN)?
Simon James Independent Financial Advisers's FRN is 987715. You can verify it on the FCA register.