SMBC Nikko Capital Markets Limited

Reference number: 171935

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
02418137
Company status
Active
Company type
Private limited company
Incorporated
30 August 1989 (36 years old)
Registered office
100 Liverpool Street, London, EC2M 2AT, England
Nature of business
  • Security dealing on own account (SIC 64991)

Current directors and secretaries

Name Role Born Appointed
Antony Yates Director Mar 1962 5 Jul 1995
Maria Francisca Turner Director Oct 1967 21 Jan 2021
Mehul Mahendrakumar Desai Director Aug 1963 1 Apr 2024
Bungo Miura Director Aug 1967 18 Jul 2024
James Richard Garvey Director Apr 1962 1 Oct 2024
Hiroshi Ibaraki Director Sep 1971 1 Apr 2026
James Richard Hughes Secretary Not published 10 Nov 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (4 permissions)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 4 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Braycopse Limited
  • SBCM Limited
  • SBCM UK Limited
  • SMBC Capital Markets Ltd

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Common questions

Frequently asked questions

Is SMBC Nikko Capital Markets Limited FCA authorised?
Yes, SMBC Nikko Capital Markets Limited (FRN 171935) is authorised by the FCA to carry out regulated activities.
Is my money safe with SMBC Nikko Capital Markets?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about SMBC Nikko Capital Markets to the Financial Ombudsman Service, free of charge.
Is SMBC Nikko Capital Markets a scam or clone?
SMBC Nikko Capital Markets is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is SMBC Nikko Capital Markets's Firm Reference Number (FRN)?
SMBC Nikko Capital Markets's FRN is 171935. You can verify it on the FCA register.