Smith Eliot Financial Management Ltd

Reference number: 439711

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No longer an appointed representative

This firm is still listed on the FCA register, but the record is closed. Cover on business done while it was authorised generally still applies, and it cannot take on new regulated business. Registration ended 20 September 2005.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • Last known website

    smitheliotfinancialmanagement.co.uk

  • Last known phone number

    07973 349875

  • Last known address

    35 Market Place, Oakham, Leics, LE15 6DT, United Kingdom

Company details

From the company's Companies House record.

Company name
SMITH ELIOT FINANCIAL MANAGEMENT LIMITED
Company number
06887152
Company status
Active
Company type
Private limited company
Incorporated
24 April 2009 (17 years old)
Registered office
35 35 Market Place, Oakham, Rutland, LE15 6DT, United Kingdom
Nature of business
  • Activities of insurance agents and brokers (SIC 66220)

Current directors and secretaries

Name Role Born Appointed
Stephen Courtney Smith Director Apr 1958 24 Apr 2009
Lisa Johan Smith Director Mar 1968 27 Jul 2021

Check on the FCA register → Report a scam →

Activities and protection

What the record covers, and how you are protected

  • The record is closed
    Cover you already have generally survives the cancellation: FSCS exists for firms that have failed, and the Financial Ombudsman Service can look at a complaint about a firm that has stopped trading, as long as the business was done while it was authorised. New business with this firm has no cover at all, because it is no longer permitted to carry it out.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Stephen Smith

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Common questions

Frequently asked questions

Is Smith Eliot Financial Management Ltd FCA authorised?
No. Smith Eliot Financial Management Ltd (FRN 439711) is still listed on the FCA register, but the record is closed: no longer an appointed representative.
Is my money safe with Smith Eliot Financial Management?
Money you handed over while it was authorised generally keeps its protection: FSCS covers firms that have failed, and the Financial Ombudsman Service can look at a complaint about a firm that has stopped trading. New business with Smith Eliot Financial Management has no cover, because it is no longer permitted to carry it out.
Is Smith Eliot Financial Management a scam or clone?
Smith Eliot Financial Management is not currently authorised by the FCA. Be cautious and verify any firm on the FCA register before dealing with it.
What is Smith Eliot Financial Management's Firm Reference Number (FRN)?
Smith Eliot Financial Management's FRN is 439711. You can verify it on the FCA register.