Sona Asset Management (UK) LLP

Reference number: 814191

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Sona Asset Management

Company details

From the company's Companies House record.

Concerns on the company record

  • Confirmation statement is overdue at Companies House.
Company number
OC412361
Company status
Active
Company type
Limited liability partnership
Incorporated
17 June 2016 (10 years old)
Registered office
Second Floor, 19-21 St James's Street, London, SW1A 1ES, United Kingdom

Current directors and secretaries

Name Role Born Appointed
John Brian Aylward LLP designated member Mar 1979 17 Jun 2016
Christopher Louw LLP member Jan 1982 1 Sep 2016
John Paul Berkery LLP member Oct 1979 1 Sep 2016
Owain Griffiths LLP member Mar 1979 1 Sep 2016
Thrishan Ramakrishnan LLP member Mar 1987 1 Feb 2021
Albert Lawrence Marino Jr LLP member Dec 1965 2 Feb 2024
Jonathan Mark Williamson LLP member Apr 1993 1 Feb 2025
Shaan Lal LLP member Dec 1987 1 Feb 2025
Stephen Smith LLP member Mar 1980 1 Jan 2026
Henrik Jan Gustav Johnsson LLP member Jul 1977 1 Jan 2026
SONA ASSET MANAGEMENT LIMITED Corporate LLP designated member Not published 17 Jun 2016

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Sona Asset Management (UK) LLP FCA authorised?
Yes, Sona Asset Management (UK) LLP (FRN 814191) is authorised by the FCA to carry out regulated activities.
Is my money safe with Sona Asset Management (UK)?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Sona Asset Management (UK) to the Financial Ombudsman Service, free of charge.
Is Sona Asset Management (UK) a scam or clone?
Sona Asset Management (UK) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Sona Asset Management (UK)'s Firm Reference Number (FRN)?
Sona Asset Management (UK)'s FRN is 814191. You can verify it on the FCA register.