Sophro MGA Limited
Reference number: 836347
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Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Independent Broking Solutions Limited Reference number: 312026 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Sophro MGA Limited (FRN 836347) is an AR of Independent Broking Solutions Limited (FRN 312026). When you use Sophro MGA's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Sophro MGA, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
The Plaza, 100 Old Hall Street, Liverpool, L3 9QJ, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 11785810
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 24 January 2019 (7 years old)
- Registered office
- The Plaza C/O O'Connors Legal Services Limited, 100 Old Hall Street, Liverpool, L3 9QJ, England
- Nature of business
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- Other business support service activities not elsewhere classified (SIC 82990)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Mark Ignatius O'Connor | Director | Mar 1956 | 24 Jan 2019 |
| Nicholas Beresford Readings | Director | Jun 1952 | 8 Mar 2019 |
| Nigel Bartrum Wallis | Director | May 1960 | 2 Jul 2019 |
| Paul O'Connor | Director | Dec 1952 | 2 Jul 2019 |
| Rupert Edward Alabaster | Director | Jul 1968 | 2 Sep 2019 |
| Lourene Lopez | Secretary | Not published | 23 Apr 2025 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through Independent Broking Solutions Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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Common questions