South River Asset Management Limited

Reference number: 197097

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
04195976
Company status
Active
Company type
Private limited company
Incorporated
6 April 2001 (25 years old)
Registered office
55 Hersham Road, Walton-On-Thames, Surrey, KT12 1LJ, England
Nature of business
  • Security and commodity contracts dealing activities (SIC 66120)

Current directors and secretaries

Name Role Born Appointed
Stephen David Watson Director May 1963 17 May 2011
Justin Russell Macrae Director May 1976 29 Apr 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 4 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Benfield Greig
  • EPIC Asset Management Limited
  • Hume Capital Management Limited
  • Peterhouse Asset Management Limited

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • EPIC Asset Management

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Common questions

Frequently asked questions

Is South River Asset Management Limited FCA authorised?
Yes, South River Asset Management Limited (FRN 197097) is authorised by the FCA to carry out regulated activities.
Is my money safe with South River Asset Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about South River Asset Management to the Financial Ombudsman Service, free of charge.
Is South River Asset Management a scam or clone?
South River Asset Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is South River Asset Management's Firm Reference Number (FRN)?
South River Asset Management's FRN is 197097. You can verify it on the FCA register.