Sterling Rose Capital Limited

Reference number: 965953

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Panima Capital Management Limited Reference number: 653812 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Sterling Rose Capital Limited (FRN 965953) is an AR of Panima Capital Management Limited (FRN 653812). When you use Sterling Rose Capital's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Sterling Rose Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07711 785181

  • Verified address

    78-79 Pall Mall, London, Westminster, SW1Y 5ES, United Kingdom

Company details

From the company's Companies House record.

Company number
13488191
Company status
Active
Company type
Private limited company
Incorporated
1 July 2021 (5 years old)
Registered office
78-79 Pall Mall, London, SW1Y 5ES, England
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Gurneet Singh Director Feb 1992 1 Jul 2021

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Panima Capital Management Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Sterling Rose Capital Limited FCA authorised?
Sterling Rose Capital Limited (FRN 965953) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Sterling Rose Capital?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Sterling Rose Capital Limited (FRN 965953) is an AR of Panima Capital Management Limited (FRN 653812). When you use Sterling Rose Capital's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Sterling Rose Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Sterling Rose Capital?
Protection works through Panima Capital Management Limited, the principal firm responsible for Sterling Rose Capital's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Sterling Rose Capital a scam or clone?
Sterling Rose Capital is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Sterling Rose Capital's Firm Reference Number (FRN)?
Sterling Rose Capital's FRN is 965953. You can verify it on the FCA register.