TAU Advisory Limited

Reference number: 631810

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

WPA Healthcare Practice Plc Reference number: 757721 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • TAU Advisory Limited (FRN 631810) is an AR of WPA Healthcare Practice Plc (FRN 757721). When you use TAU Advisory's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from TAU Advisory, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
09056405
Company status
Active
Company type
Private limited company
Incorporated
27 May 2014 (12 years old)
Registered office
1579 London Road, Leigh On Sea, Essex, SS9 2SG, United Kingdom
Nature of business
  • Activities of insurance agents and brokers (SIC 66220)
  • Management consultancy activities other than financial management (SIC 70229)

Current directors and secretaries

Name Role Born Appointed
Terence Andrew Upham Director Mar 1964 27 May 2014
Gemma Marie Upham Director Nov 1988 24 Feb 2017
Coral Upham Secretary Not published 27 May 2014

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through WPA Healthcare Practice Plc, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is TAU Advisory Limited FCA authorised?
TAU Advisory Limited (FRN 631810) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for TAU Advisory?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. TAU Advisory Limited (FRN 631810) is an AR of WPA Healthcare Practice Plc (FRN 757721). When you use TAU Advisory's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from TAU Advisory, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with TAU Advisory?
Protection works through WPA Healthcare Practice Plc, the principal firm responsible for TAU Advisory's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is TAU Advisory a scam or clone?
TAU Advisory is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is TAU Advisory's Firm Reference Number (FRN)?
TAU Advisory's FRN is 631810. You can verify it on the FCA register.