TFS VOLBROKER LIMITED
Reference number: 206018
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
110 Bishopsgate, London, London, EC2A 4AY, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 04025995
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 28 June 2000 (26 years old)
- Registered office
- 110 Bishopsgate, London, EC2N 4AY, England
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Larry Rosenshein | Director | Jul 1962 | 16 Jan 2019 |
| John Clifford Marchese | Director | Jan 1968 | 9 Dec 2019 |
| Anthony Murray Belchambers | Director | Apr 1947 | 2 Nov 2020 |
| Scott Fitzpatrick | Director | May 1968 | 16 Jun 2022 |
| Ellen Miller | Director | Jun 1961 | 20 Mar 2023 |
| Tom Colvin | Director | Mar 1978 | 29 Jun 2023 |
| Christopher Stuart Povey | Director | Dec 1990 | 23 Oct 2024 |
| Mark Jeremy Taylor | Director | Feb 1967 | 15 Apr 2026 |
| Paul Joseph Burke | Secretary | Not published | 24 May 2022 |
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Making arrangements with a view to transactions in investments
- Operating an Organised Trading Facility (OTF)
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
Action taken against them
1 fine in 2020, £3.44m in total. This is part of the official register record and is worth reviewing before going ahead.
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Fined £3.44m on 23 November 2020
On 23 November 2020, the FCA imposed a financial penalty on TFS-ICAP Limited of £3,444,100. The reason for this action is because TFS-ICAP Limited breached Principle 2 (due skill, care and diligence), Principle 3 (management and control) and Principle 5 (market conduct) between 1 January 2008 and 31 December 2015. The FCA’s action took effect on 23 November 2020 and a copy of the Final Notice is displayed on the FCA's web site.
Previously registered as
The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- TFS-ICAP
- TFS-ICAP Limited
Names it no longer trades under
This firm has retired 2 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired names
- Tradition-ICAP
- Tradition-NEX
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