THE 140 INVESTMENT MANAGERS LIMITED
Reference number: 137218
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
17 Grosvenor Gardens, London, SW1W 0BD, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 02146049
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 9 July 1987 (39 years old)
- Registered office
- Matches the FCA register address ✓
- Nature of business
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- Activities of open-ended investment companies (SIC 64304)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Kate Elizabeth Andrews | Director | Sep 1967 | 4 Feb 1999 |
| William Alexander Berry | Director | Mar 1978 | 31 Oct 2017 |
| John Peter Cowper Coles | Director | Sep 1959 | 30 Sep 2019 |
| Andrew Charles Lavery | Director | Apr 1964 | 30 Sep 2019 |
| Yogita Valji | Secretary | Not published | 29 Oct 2025 |
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (1)
- 0800 130 3108
Fake email addresses (1)
- info@broadwayicvc.co.uk
Fake websites (1)
- broadwayicvc.co.uk
The FCA warning these came from
- Broadway Investment Company/ Broadway ICVC 12 November 2019
Scammers change these details often. Always check the live FCA warning.
Activities and protection
What the record covers, and how you are protected
Permissions on the FCA record
- Run or oversee funds
Show FCA detail (1 permission)
- Managing a UK UCITS
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
The clone warnings above are scammers using this firm's name, not something the firm has done.
Previously registered as
The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- The 140 Investment Managers Ltd
Names it no longer trades under
This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired name
- R B Company Limited
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