The Broker and Financial Services Ltd

Reference number: 942873

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07510 786695

  • Verified address

    37 Listria Park, London, Hackney, N16 5SW, United Kingdom

Also trades as
  • City Finance
  • The Broker

Company details

From the company's Companies House record.

Company number
13118233
Company status
Active
Company type
Private limited company
Incorporated
6 January 2021 (5 years old)
Registered office
Winston House - 349 Regents Park Road, London, N3 1DH, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Jacob Bernstein Director May 1991 6 Jan 2021
Solomon Berger Director Apr 1994 16 Apr 2026

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.

Check your FSCS cover →

Show FCA detail (15 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL Advisor
  • Acting as a CBTL arranger
  • Acting as a CBTL Arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Assisting in the administration and performance of a contract of insurance
  • Credit Broking
  • Dealing in investments as agent
  • Debt Adjusting
  • Debt-counselling
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is The Broker and Financial Services Ltd FCA authorised?
Yes, The Broker and Financial Services Ltd (FRN 942873) is authorised by the FCA to carry out regulated activities.
Is my money safe with The Broker and Financial Services?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about The Broker and Financial Services to the Financial Ombudsman Service, free of charge.
Is The Broker and Financial Services a scam or clone?
The Broker and Financial Services is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is The Broker and Financial Services's Firm Reference Number (FRN)?
The Broker and Financial Services's FRN is 942873. You can verify it on the FCA register.