The Pensions Adviser Ltd
Reference number: 725689
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Authorisation being cancelled
This firm has asked the FCA to cancel its authorisation. It is still in force until the FCA processes the application, so existing business keeps its protection, but its regulated work is winding down.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
3 Stokes House, Stubley Lane, Dronfield, Derbyshire, S18 1PG, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 09505818
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 24 March 2015 (11 years old)
- Registered office
- 3 Stokes House, Stubley Lane, Dronfield, Derbyshire, S18 1PG, England
- Nature of business
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- Pension funding (SIC 65300)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Sarah Louise Stokes | Director | May 1976 | 24 Mar 2015 |
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Show FCA detail (6 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on Pension Transfers and Pension Opt Outs
- Arranging (bringing about) deals in investments
- Credit Broking
- Debt-counselling
- Making arrangements with a view to transactions in investments
Limits on what they may do
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Limitation of claims
1. The Pensions Adviser Ltd (“TPA”) will not refer any leads or data to Pension Claim Consulting Limited (FRN: 829766) or any other claims management company (“CMC”) where TPA’s advice or services would be the subject of any complaint or claim. 2. If TPA wishes to assist any consumers who may intend to complain or claim redress in relation to any financial service or product: a) TPA must ensure that such consumers are provided with information on how to complain or claim, including information about how they can themselves refer a complaint to the Financial Ombudsman Service (FOS) or claim from the Financial Services Compensation Scheme (FSCS) free of charge; b) TPA must inform such consumers that they can submit complaints or claims themselves directly to FOS or FSCS without using the services of a CMC and without having to pay any fees; and c) The above information must be supplied to consumers in writing, prominently and clearly.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- The Pension Adviser Ltd
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