THOMAS, CARROLL (BROKERS) LIMITED

Reference number: 304860

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as 10 other names
  • Club Signature
  • Thomas Carroll Brokers Swansea
  • Thomas Carroll Countryside
  • Thomas, Carroll Employee Benefits
  • Thomas Carroll Health, Safety, HR and Employment Law
  • Thomas Carroll Legal Indemnities
  • Thomas, Carroll Management Services
  • Thomas, Carroll Private Clients
  • Thomas Carroll Property Risk Services
  • Thomas, Carroll Special Risks

Company details

From the company's Companies House record.

Company number
04062827
Company status
Active
Company type
Private limited company
Incorporated
31 August 2000 (25 years old)
Registered office
Pendragon House, Crescent Road, Caerphilly, CF83 1XX
Nature of business
  • Activities of insurance agents and brokers (SIC 66220)
  • Other professional, scientific and technical activities not elsewhere classified (SIC 74909)

Current directors and secretaries

Name Role Born Appointed
Rhys David Thomas Director Jan 1969 18 Sep 2000
Simon Colin Bradwick Director Mar 1969 16 Jan 2012
Gareth John Cotty Director Mar 1977 16 Jan 2012
Julie Marie Waters Director Apr 1973 17 Feb 2017
Julie Marie Waters Secretary Not published 1 Aug 2013

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.

Check your FSCS cover →

Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Assisting in the administration and performance of a contract of insurance
  • Credit Broking
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Cover-Ed

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Common questions

Frequently asked questions

Is THOMAS, CARROLL (BROKERS) LIMITED FCA authorised?
Yes, THOMAS, CARROLL (BROKERS) LIMITED (FRN 304860) is authorised by the FCA to carry out regulated activities.
Is my money safe with THOMAS, CARROLL (BROKERS)?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about THOMAS, CARROLL (BROKERS) to the Financial Ombudsman Service, free of charge.
Is THOMAS, CARROLL (BROKERS) a scam or clone?
THOMAS, CARROLL (BROKERS) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is THOMAS, CARROLL (BROKERS)'s Firm Reference Number (FRN)?
THOMAS, CARROLL (BROKERS)'s FRN is 304860. You can verify it on the FCA register.