Thomas, Carroll Independent Financial Advisers Limited

Reference number: 450497

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Thomas, Carroll Wealth Management

Company details

From the company's Companies House record.

Company number
02142023
Company status
Active
Company type
Private limited company
Incorporated
23 June 1987 (39 years old)
Registered office
101 Wigmore Street, London, W1U 1QU, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
Mark Adrian Eedy Director Oct 1962 18 Apr 2000
Craig Lee Butler Director Aug 1975 25 Oct 2021
Damian Paul Sharp Director Feb 1968 27 Feb 2026
Todd Lewis Rowlands Director Apr 1977 27 Feb 2026

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Credit Broking
  • Debt-counselling
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Thomas, Carroll Employee Benefits

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Common questions

Frequently asked questions

Is Thomas, Carroll Independent Financial Advisers Limited FCA authorised?
Yes, Thomas, Carroll Independent Financial Advisers Limited (FRN 450497) is authorised by the FCA to carry out regulated activities.
Is my money safe with Thomas, Carroll Independent Financial Advisers?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Thomas, Carroll Independent Financial Advisers to the Financial Ombudsman Service, free of charge.
Is Thomas, Carroll Independent Financial Advisers a scam or clone?
Thomas, Carroll Independent Financial Advisers is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Thomas, Carroll Independent Financial Advisers's Firm Reference Number (FRN)?
Thomas, Carroll Independent Financial Advisers's FRN is 450497. You can verify it on the FCA register.