Throgmorton Investment Management Ltd

Reference number: 516710

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

2 Plan Wealth Management Limited Reference number: 461598 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Throgmorton Investment Management Ltd (FRN 516710) is an AR of 2 Plan Wealth Management Limited (FRN 461598). When you use Throgmorton Investment Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Throgmorton Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    0116 260 0529

  • Verified address

    The Old Vicarage, 26 High Street, Syston, Leicester, Leicestershire, LE7 1GP, United Kingdom

Company details

From the company's Companies House record.

Company number
07101604
Company status
Active
Company type
Private limited company
Incorporated
10 December 2009 (16 years old)
Registered office
The Old Vicarage 26 High Street, Syston, Leicester, LE7 1GP, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Ashley Langton Director Mar 1976 13 Feb 2020
Deborah Langton Secretary Not published 16 Aug 2021

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through 2 Plan Wealth Management Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Throgmorton Investment Management Ltd FCA authorised?
Throgmorton Investment Management Ltd (FRN 516710) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Throgmorton Investment Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Throgmorton Investment Management Ltd (FRN 516710) is an AR of 2 Plan Wealth Management Limited (FRN 461598). When you use Throgmorton Investment Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Throgmorton Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Throgmorton Investment Management?
Protection works through 2 Plan Wealth Management Limited, the principal firm responsible for Throgmorton Investment Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Throgmorton Investment Management a scam or clone?
Throgmorton Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Throgmorton Investment Management's Firm Reference Number (FRN)?
Throgmorton Investment Management's FRN is 516710. You can verify it on the FCA register.