Tick Financial Ltd

Reference number: 1049839

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Tick Financial Ltd (FRN 1049839) is an AR of Kingsmead Financial Planning Ltd (FRN 630040). When you use Tick Financial's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Tick Financial, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07775 877769

  • Verified address

    14 Hazelwood, Crawley, West Sussex, RH11 8DX, United Kingdom

Company details

From the company's Companies House record.

Company number
07940461
Company status
Active
Company type
Private limited company
Incorporated
7 February 2012 (14 years old)
Registered office
The Barn Brighton Road, Lower Beeding, Horsham, West Sussex, RH13 6PT, England
Nature of business
  • Financial management (SIC 70221)

Current directors and secretaries

Name Role Born Appointed
Christopher George Spurgeon Director Mar 1959 7 Feb 2012

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Kingsmead Financial Planning Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Tick Financial Ltd FCA authorised?
Tick Financial Ltd (FRN 1049839) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Tick Financial?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Tick Financial Ltd (FRN 1049839) is an AR of Kingsmead Financial Planning Ltd (FRN 630040). When you use Tick Financial's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Tick Financial, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Tick Financial?
Protection works through Kingsmead Financial Planning Ltd, the principal firm responsible for Tick Financial's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Tick Financial a scam or clone?
Tick Financial is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Tick Financial's Firm Reference Number (FRN)?
Tick Financial's FRN is 1049839. You can verify it on the FCA register.