UBS Asset Management Funds Ltd

Reference number: 141661

Instant download

Scammers have impersonated this firm. The FCA has published 1 warning naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
02218008
Company status
Active
Company type
Private limited company
Incorporated
5 February 1988 (38 years old)
Registered office
5 Broadgate, London, EC2M 2QS, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Rosemary Diana Rachel Bichard Director May 1968 20 May 2022
Susan Patricia Janet Ebenston Director Oct 1959 12 Dec 2023
Malcolm Edwards Director Jul 1974 4 Aug 2025
Thomas David Griffiths Director Nov 1977 1 Sep 2025
Jayalakshmi Sundaresan Director Feb 1982 1 Sep 2025

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (8)
  • 020 3627 9517
  • 020 3740 8853
  • 020 7112 9253
  • 020 7113 8308
  • 020 7183 0626
  • 020 7183 2715
  • 0844 376 0130
  • 0845 862 2797
Fake email addresses (10)
  • admin@brokersdesk-ubs.com
  • andrew.larkin@ubs-tradingdesk.com
  • funds@ubsbank.co.uk
  • howard.meaney@brokersdesk-ubs.com
  • info@ubs-am-uk.com
  • info@ubs-am.co.uk
  • info@ubs-am.com
  • johnathan.gregory@ubs-tradingdesk.com
  • keith.jecks@brokersdesk-ubs.com
  • william.bell@ubs-tradingdesk.com
Fake websites (2)
  • ubs-am-online.com
  • ubs-am-uk.com
The FCA warning these came from

Scammers change these details often. Always check the live FCA warning.

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
Show FCA detail (10 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Assisting in the administration and performance of a contract of insurance
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an authorised AIF
  • Managing an unauthorised AIF
  • Managing a UK UCITS

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

The clone warnings above are scammers using this firm's name, not something the firm has done.

Previously registered as

The FCA register holds 8 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • AAA Unit Trust
  • PDFM Unit Managers Ltd
  • PDFM Unit Trust Managers Ltd
  • Phillips & Drew Unit Managers Limited
  • Phillips & Drew Unit Managers Ltd
  • UBS Asset Management Unit Managers Limited
  • UBS Asset Unit Managers Limited
  • UBS Global Asset Management Funds Ltd

Download this page as a PDF report

£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.

Instant download

Common questions

Frequently asked questions

Is UBS Asset Management Funds Ltd FCA authorised?
Yes, UBS Asset Management Funds Ltd (FRN 141661) is authorised by the FCA to carry out regulated activities.
Is my money safe with UBS Asset Management Funds?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about UBS Asset Management Funds to the Financial Ombudsman Service, free of charge.
Is UBS Asset Management Funds a scam or clone?
UBS Asset Management Funds is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is UBS Asset Management Funds's Firm Reference Number (FRN)?
UBS Asset Management Funds's FRN is 141661. You can verify it on the FCA register.