Upvest Securities Ltd

Reference number: 1013984

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
15494796
Company status
Active
Company type
Private limited company
Incorporated
16 February 2024 (2 years old)
Registered office
44-46 New Inn Yard, London, EC2A 3EY, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Tobias Auferoth Director Apr 1984 16 Feb 2024
Symmie Marcelle Swil Director Jan 1985 1 Sep 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (7 permissions)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Upvest Securities Ltd FCA authorised?
Yes, Upvest Securities Ltd (FRN 1013984) is authorised by the FCA to carry out regulated activities.
Is my money safe with Upvest Securities?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Upvest Securities to the Financial Ombudsman Service, free of charge.
Is Upvest Securities a scam or clone?
Upvest Securities is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Upvest Securities's Firm Reference Number (FRN)?
Upvest Securities's FRN is 1013984. You can verify it on the FCA register.