West 4 Capital Investment Adviser Limited
Reference number: 768953
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Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
CAPRICORN FUND MANAGERS LIMITED Reference number: 505252 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- West 4 Capital Investment Adviser Limited (FRN 768953) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use West 4 Capital Investment Adviser's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from West 4 Capital Investment Adviser, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
2nd Floor 201 Haverstock Hill, London, NW3 4QG, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 13629673
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 September 2021 (4 years old)
- Registered office
- 2nd Floor 201 Haverstock Hill, London, NW3 4QG, United Kingdom
- Nature of business
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- Other service activities not elsewhere classified (SIC 96090)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Avraham Galanti | Director | Jun 1973 | 31 Dec 2022 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Granite Sapphire LLP
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