Westbrooke Alternative Asset Management UK Limited

Reference number: 792259

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Capricorn Capital Partners UK Limited Reference number: 748414 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Westbrooke Alternative Asset Management UK Limited (FRN 792259) is an AR of Capricorn Capital Partners UK Limited (FRN 748414). When you use Westbrooke Alternative Asset Management UK's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Westbrooke Alternative Asset Management UK, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as 9 other names
  • Westbrooke Core
  • Westbrooke Dynamic Opportunities
  • Westbrooke Nexus
  • Westbrooke Private Debt
  • Westbrooke Real Estate
  • Westbrooke Rhythm
  • Westbrooke Senna
  • Westbrooke UK Private Equity
  • Westbrooke Yield Plus

Company details

From the company's Companies House record.

Company number
10613653
Company status
Active
Company type
Private limited company
Incorporated
10 February 2017 (9 years old)
Registered office
Malta House Second Floor, Malta House, 36-38 Piccadilly, London, W1J 0DP, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Richard Donald Asherson Director Apr 1986 10 Feb 2017
Martin Howard Sacks Director Feb 1970 10 Feb 2017
Isidore Lawrence Morris Barnett Director Sep 1977 24 Oct 2022

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Capricorn Capital Partners UK Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Westbrooke Argo Last Mile

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Common questions

Frequently asked questions

Is Westbrooke Alternative Asset Management UK Limited FCA authorised?
Westbrooke Alternative Asset Management UK Limited (FRN 792259) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Westbrooke Alternative Asset Management UK?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Westbrooke Alternative Asset Management UK Limited (FRN 792259) is an AR of Capricorn Capital Partners UK Limited (FRN 748414). When you use Westbrooke Alternative Asset Management UK's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Westbrooke Alternative Asset Management UK, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Westbrooke Alternative Asset Management UK?
Protection works through Capricorn Capital Partners UK Limited, the principal firm responsible for Westbrooke Alternative Asset Management UK's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Westbrooke Alternative Asset Management UK a scam or clone?
Westbrooke Alternative Asset Management UK is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Westbrooke Alternative Asset Management UK's Firm Reference Number (FRN)?
Westbrooke Alternative Asset Management UK's FRN is 792259. You can verify it on the FCA register.