Williams Investment Management LLP

Reference number: 403210

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC307706
Company status
Active
Company type
Limited liability partnership
Incorporated
20 April 2004 (22 years old)
Registered office
34 Victoria Avenue, Harrogate, North Yorkshire, HG1 5PR

Current directors and secretaries

Name Role Born Appointed
Denis Stanley Kaye LLP designated member Feb 1952 20 Apr 2004
Duncan Charles Williams LLP designated member Apr 1968 20 Apr 2004
John Edward Charles Newsome LLP designated member Oct 1962 15 Oct 2007

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Williams Investment Management LLP FCA authorised?
Yes, Williams Investment Management LLP (FRN 403210) is authorised by the FCA to carry out regulated activities.
Is my money safe with Williams Investment Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Williams Investment Management to the Financial Ombudsman Service, free of charge.
Is Williams Investment Management a scam or clone?
Williams Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Williams Investment Management's Firm Reference Number (FRN)?
Williams Investment Management's FRN is 403210. You can verify it on the FCA register.